Law Offices
Securities Practice
G Lynn Thorpe, PLLC
In conjunction with capital formation initiatives, our Firm provides guidance and direction to ensure that our clients are in compliance with various Federal and State securities laws, rules and regulations. The securities laws of the United States are geared to protect investors and rather well intentioned or not a false step in the process of issuing securities can ruin an offering and financial handicap a company.
Our Firm prepares all relevant documents and files same with the proper authorities to ensure that an offering is in compliance with Federal and State law.
From private placement offerings to attract seed, mezzanine to full funding, our Firm has guided our clients through the offering process from concept to closing, which have withstood the scrutiny of all regulators.
In a company's later stages of development, our Firm also prepares registrations statements for initial and subsequent public offerings of securities with the Securities and Exchange Commission .
In addition, on the securities front, our Firm provides advice and counsel in dealings before FINRA (the successor to the National Association of Securities Dealers), the New York Stock Exchange compliance sections, and the SEC-Securities and Exchange Commission.
© 2008 G. Lynn Thorpe, PLLC
In this dynamic constantly evolving environment, deep emphasis is placed on continual and current industry updates that can rapidly affect a client's ability and costs of securitization.